CANADIAN RAILWAY OFFICE OF ARBITRATION
& DISPUTE RESOLUTION
CASE NO. 3818
CANADIAN NATIONAL RAILWAY COMPANY
Discharge of Locomotive Engineer D. Birkeland.
COMPANY’S STATEMENT OF ISSUE:
Subsequent to the investigation, the
Company issued a discipline form 780 assessing Mr. Birkeland with a discharge
from Company services for violation of CN’s Drug and Alcohol Policy while employed
as the locomotive engineer on the 07:00 Extra BIT assignment on
The Company disagrees.
FOR THE COMPANY:
(SGD.) R. A. BOWDEN
MANAGER, LABOUR RELATIONS
There appeared on behalf of the Company:
S-P Paquette –
D. S. Fisher –
Director, Labour Relations,
Dr. L. Kadehjian – Biomedical Consultant, Palto Alto (CA)
D. Cater –
Terminal Manager, BIT,
R. Hemmle –
Manager, Crew Centre,
K. Smolynec –
Sr. Manager, Occupation Health,
And on behalf of the
C. J. Morrison – Counsel,
P. Vickers –
B. Willows –
T. Beaver –
General Chairman, CP Lines East,
D. Birkeland – Grievor
AWARD OF THE ARBITRATOR
It is not disputed that the grievor failed to stop his movement safely and caused a derailment which resulted in damage to the tracks and three containers, with damage ultimately assessed at $21,000. Following the accident Mr. Birkeland was asked to undergo a post-incident drug and alcohol test, in accordance with the Company’s Policy to Prevent Workplace Alcohol and Drug Problems. The grievor took the drug and alcohol tests, albeit under protest. The drug testing was two-fold, including both the taking and analysis of a urine sample as well as the taking and analysis of an oral fluid sample. Both samples proved positive for cocaine and cocaine metabolites. More particularly, the urine sample provided showed a concentration of cocaine metabolites of 1090 ng/ml. The oral fluid sample revealed a concentration of cocaine of 18 ng/ml and a concentration of cocaine metabolites of 70 ng/ml.
At the arbitration the Company presented an expert witness with respect to the interpretation of the drug test results. Dr. Leo Kadehjian, a biomedical consultant, testified with respect to the information concerning the test readings. He explained that the urinalysis test indicated that the sample provided was found to be dilute, something which would normally occur by virtue of the ingestion of water, perhaps as much as a litre. He testified that there is a rough formula applied to compensate for the dilution, and that by the application of that formula the urinalysis test revealed a concentration of cocaine metabolites which corresponded closely to the reading obtained through the oral fluids sample. When asked what the readings would indicate Dr. Kadehjian testified that two scenarios were possible. He explained that the readings recorded would be consistent with the ingestion of cocaine by an occasional user sometime within a period of five to eight hours before the taking of the samples. Alternatively, he added that the same readings could be obtained from a habitual cocaine user, using a substantial amount of cocaine, in a period twenty-four to forty-eight hours prior to the point of collection. The evidence provided by Dr. Kadehjian was not substantially challenged by any contrary expert testimony.
The grievor’s explanation for his positive
drug test was that he is not a habitual user of cocaine, and that he had
consumed cocaine on a social occasion with friends several days prior to
Counsel for the Union submits that the Company did not have reasonable grounds to test Mr. Birkeland. It submits that the reasonable cause / post-incident report form made out by Supervisor D.J. Cater gave no outward indications of any conduct or appearance on the part of the grievor that would justify a reasonable cause drug test. He submits that in effect the supervisor simply imposed the test by reason of the accident, without reasonable cause. Given the grievor’s long service and the lack of factors beyond the accident to justify the drug test, counsel submits that the test should be viewed as void ab initio and the termination of the grievor should be reversed.
Counsel for the Union further argues that
the positive drug tests cannot, to a certainty, confirm that the individual was
impaired at the time the test was taken. Stressing that the burden of proof
remains upon the Company, he argues that in the case at hand the grievor’s test
result does not establish, on the balance of probabilities, that he did consume
cocaine immediately prior to or during his tour of duty on
The Company’s representatives make a different argument. They submit that the grievor must either have consumed cocaine on the day of the accident and drug and alcohol tests or, in the alternative, if he did consume cocaine as he asserts, namely some two to three days prior, he must be habitual and heavy user of cocaine. On either theory, the Company maintains that its decision to remove the grievor from his employment is a safety sensitive position of locomotive engineer is entirely justified.
How is this Office to approach the case at hand? Firstly, I have some difficulty with the suggestion of the Union that the Company did not have grounds to request the drug and alcohol test as it did. It is well established that the consumption of certain drugs, including cocaine, does not, unlike the consumption of alcohol, create a set of physically obvious and identifiable symptoms or manifestations of drug consumption. Secondly, in the case at hand, in the supervisor’s judgement the accident which occurred was uncharacteristic and unexplained.
The Company’s policy contains the following passage with respect to post-accident or incident testing:
Reasonable Cause and Post Accident Testing
Biological testing for the presence of drugs in urine or alcohol in breath is conducted where reasonable cause exists to suspect alcohol or drug use or possession in violation of this policy, including after an accident or incident. Post accident testing is done after any significant accident or incident where an experienced operating officer, upon consideration of the circumstances determines that the cause may involve or is likely to involve a rule violation and/or employee judgement, in cases of reasonable cause or post accident testing, any employee whose breath alcohol concentration is over 0.04 or who tests positive for illegal drugs would be considered to be in violation of this policy.
In the Arbitrator’s view the foregoing statement properly reflects the appropriate approach to the balancing of interests which is inherent in the drug and alcohol testing of safety sensitive employees. That was confirmed in SHP 530, an award which extensively reviewed the Company’s drug and alcohol testing policy. In that award the following comment appears:
In the result, and consistent with the preponderance of the jurisprudence, I am satisfied that the balancing of interests approach is the correct one in a case of this kind, and that reasonable cause drug testing is an appropriate rule and policy, particularly within the context of a safety sensitive industry such as railroading. Reasonable cause drug testing is a concept that was confirmed within the railway industry more than ten years ago by the awards in Canadian Pacific Limited and CN, referred to above, and it has not since been negated by any negotiated collective agreement provision of which I am aware. I am also satisfied that a fair extension of reasonable cause testing is that it applies quite properly in a post accident or post incident situation. As the lessons of the Hinton collision and the focus of the Foisy Commission Report made clear, in the aftermath of an accident, which in the railway industry can be of catastrophic proportions, a railway can expect to be held to a standard of intense scrutiny with respect to the due diligence it exercises in ensuring the fitness for duty of its employees. It can expect to be held to a rigorous obligation to gain the widest possible information about factors which may have influenced the unfolding of an incident. This level of obligation was found to be a legitimate basis for reasonable cause drug testing by the Human Rights Boards of Inquiry in Entrop.
When the foregoing principles are applied to the case at hand the Arbitrator is satisfied that the accident which occurred, which can be fairly characterized as an unexplained derailment, did merit the administration of a post-accident drug and alcohol test, as indeed determined by the Company’s supervisor. The issue then becomes what conclusion is to be drawn from the results of the test, combined with the statements of Mr. Birkeland.
When regard is had to the whole of the evidence, including the expert testimony presented by the Company, the Arbitrator finds both the statements and actions of Mr. Birkeland to be troubling. If, as the grievor maintains, he is not a habitual cocaine user then the only conclusion to be drawn is that he did in fact consume cocaine some eight to five hours prior to the taking of the urinalysis and oral fluids drug samples. Alternatively, if he did not consume during that period, but in fact did so some twenty-eight to forty-eight hours previous, as he maintains, he is not being honest with respect to his use of cocaine and must, on the balance of probabilities, be viewed as a person who is a habitual cocaine user. Either scenario raises serious issues with respect to the grievor’s honesty, as well with respect to his actual involvement with a drug whose consumption immediately before or during a tour of duty in a highly safety sensitive workplace is such as to cause substantial concern and call into question his continuing employability.
On the whole of the evidence before me I am
inclined to conclude, on the balance of probabilities, that the grievor did in
fact consume cocaine on the day of his tour of duty, an obviously serious
infraction that would justify discharge, absent the most compelling mitigating
factors. There are no mitigating factors presented in the case at hand beyond
the grievor’s prior service. However, given the gravity of the offence
committed, the Arbitrator is not persuaded that his prior service can outweigh
the safety concerns which present themselves in the face of an employee who
would knowingly consume cocaine immediately prior to or during his or her tour
of duty. The Arbitrator’s first inclination is to accept the grievor’s
statement that he is not a habitual cocaine user. Accepting that statement,
however, leads to the unfortunate inference that he did consume cocaine
immediately prior to or during the course of his tour of duty on
In the alternative, if the Arbitrator is in
error with respect to the above conclusion, the most that can be said is that
the grievor was not honest with the Company, nor with the Arbitrator, and that
he is in fact a habitual drug user who may have consumed cocaine during his
days off. But to accept that explanation is to recognize that the grievor was
deceitful in his statement to the Company and maintained that same deceit
before the Arbitrator. On what basis should an employee so lacking in candour
be given relief from discipline which is otherwise justified? I can see none.
Having regard to the whole of the material before me, I am satisfied, on the
balance of probabilities, that the grievor did consume cocaine immediately
prior to or during the course of his tour of duty on
For all of the foregoing reasons the grievance must be dismissed.
November 6, 2009
(signed) MICHEL G. PICHER